Date authorised
1 April 2013
Companies House
01174439
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    PBW House
    Orsett Hall Hotel
    Prince Charles Avenue
    Orsett
    Essex
    RM16 3HS
    UNITED KINGDOM
    Phone
    +4401708865533
  • Complaints Contact

    PBW House
    Orsett Hall Hotel
    Prince Charles Avenue
    Orsett
    Essex
    RM16 3HS
    UNITED KINGDOM
    Phone
    +4401708865533

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Philip Alistair Barton-Wright

    IRN PAB00047

    • [FCA CF] Significant management (since 23 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Jan 2022)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Philip Simon Rimmer

    IRN PSR01041

    • SMF3 Executive Director (since 13 Mar 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Jan 2023)
  • Ronald David Powell

    IRN RDP00012

    • [FCA CF] Significant management (since 23 Jan 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 24 Jan 2022)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • Sarah Dawn Plampton

    IRN SDP01076

    • [FCA CF] Significant management (since 24 Jan 2023)
    • SMF3 Executive Director (9 Dec 2019 to 23 Jan 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Scott Robert Webster

    IRN SRW01074

    • Responsible for Insurance Distribution (since 13 Jul 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 23 Jan 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Victoria Jane Leadbetter

    IRN VJB01016

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.