WREN STERLING FINANCIAL PLANNING LIMITED

• Principal Place of Business

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

  Web

  https://www.wrensterling.com

• Complaints Contact

  13-19 Derby Road

  Nottingham

  Nottinghamshire

  NG1 5AA

  UNITED KINGDOM

  Phone

  +4401159082500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Lisa Wilton

  IRN LXW00365

  • [FCA CF] Client dealing (24 Aug 2023 to 13 Sep 2023)
• Louise Wheeler

  IRN LXW00153

  • [FCA CF] Client dealing (1 Mar 2021 to 2 Sep 2021)
• Lucy Talbot

  IRN LXT00233

  • [FCA CF] Functions requiring qualifications (27 Oct 2023 to 15 May 2024)
  • [FCA CF] Client dealing (13 Feb 2023 to 1 Nov 2024)
• Luke Anthony Hughes

  IRN LXH00280

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 28 Nov 2025)
  • [FCA CF] Functions requiring qualifications (since 28 Nov 2025)
• Lyndsie Blackshaw

  IRN LXB00220

  • [FCA CF] Functions requiring qualifications (27 Sep 2021 to 28 Apr 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 26 Sep 2021)
• Lynsey Saidler

  IRN LXS00359

  • [FCA CF] Client dealing (25 Feb 2022 to 16 Dec 2022)
• Mahmuda Begum

  IRN MXB02321

  • CF30 Customer (16 Mar 2015 to 30 Mar 2016)
• Mandip Singh Sidhu

  IRN MSS00006

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Sep 2023)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Sep 2023)
  • CF30 Customer (16 Mar 2015 to 8 Dec 2019)
• Manjinder Johal

  IRN MXJ01861

  • CF30 Customer (12 Oct 2018 to 8 Dec 2019)
• Marcus Connolly

  IRN MXC00907

  • [FCA CF] Client dealing (14 Jan 2023 to 10 May 2024)

No changes recorded yet.