Date authorised
4 July 2017
Companies House
07320330
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rivergate House
    Blackbrook Park Avenue
    Taunton
    Somerset
    TA1 2PE
    UNITED KINGDOM
    Phone
    +441823625000
  • Complaints Contact

    Rivergate House
    Blackbrook Park Avenue
    Taunton
    Somerset
    TA1 2PE
    UNITED KINGDOM
    Phone
    +441823625000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lorin-Leigh Pedersen

    IRN LXP00334

    • CF1 Director (AR) (since 4 Sep 2023)
  • Lorna Smith

    IRN LSS01033

    • CF1 Director (AR) (since 14 Sep 2017)
  • Luke Townsend

    IRN LXT00223

    • CF1 Director (AR) (since 7 Feb 2023)
  • Luke Wright

    IRN LXW00523

    • CF1 Director (AR) (since 10 Mar 2026)
  • Lynda Joyce Buntin

    IRN LJB01194

    • CF1 Director (AR) (13 Sep 2017 to 23 Dec 2020)
  • Manjeevan Singh Sandhu

    IRN MXS00647

    • CF1 Director (AR) (since 25 May 2021)
  • Mark Edward Lazenby

    IRN MEL01050

    • CF1 Director (AR) (2 Oct 2017 to 9 Nov 2018)
  • Mark Jeffries

    IRN MXJ00479

    • CF4 Partner (AR) (8 Jul 2024 to 9 Apr 2026)
  • Mark John Southern

    IRN MJS01595

    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (7 Feb 2018 to 30 Sep 2018)
    • CF3 Chief Executive (1 Jan 2018 to 8 Dec 2019)
    • CF1 Director (4 Jul 2017 to 1 Jan 2018)
  • Mark Longley

    IRN MXL01806

    • CF1 Director (AR) (10 Oct 2017 to 1 Nov 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Ian Wilkinson (no longer appointed)

    FRN 576713 · Appointed 29 Aug 2017 · Until 28 Oct 2024

  • Sigma Protection Ltd (no longer appointed)

    FRN 402834 · Appointed 29 Aug 2017 · Until 29 Nov 2018

  • JMGHCP LTD (no longer appointed)

    FRN 402845 · Appointed 29 Aug 2017 · Until 10 Jul 2018

  • WellMe HealthCare Limited (no longer appointed)

    FRN 581242 · Appointed 25 Aug 2017 · Until 30 May 2022

  • Amanda Fearn (no longer appointed)

    FRN 771894 · Appointed 25 Aug 2017 · Until 10 Mar 2022

  • Lucy Long (no longer appointed)

    FRN 513962 · Appointed 25 Aug 2017 · Until 27 Oct 2025

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.