Date authorised
4 July 2017
Companies House
07320330
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Rivergate House
    Blackbrook Park Avenue
    Taunton
    Somerset
    TA1 2PE
    UNITED KINGDOM
    Phone
    +441823625000
  • Complaints Contact

    Rivergate House
    Blackbrook Park Avenue
    Taunton
    Somerset
    TA1 2PE
    UNITED KINGDOM
    Phone
    +441823625000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Carl Johnson (no longer appointed)

    FRN 402829 · Appointed 5 Sep 2017 · Until 27 May 2021

  • Howard Crane Limited (no longer appointed)

    FRN 501658 · Appointed 4 Sep 2017 · Until 5 Jan 2021

  • Martin Hanson (no longer appointed)

    FRN 451643 · Appointed 4 Sep 2017 · Until 23 Nov 2017

  • RHW Associates Ltd (no longer appointed)

    FRN 451653 · Appointed 4 Sep 2017 · Until 11 Oct 2019

  • Robert Brown (no longer appointed)

    FRN 576931 · Appointed 4 Sep 2017 · Until 10 Oct 2023

  • Shaun Conner (no longer appointed)

    FRN 571600 · Appointed 4 Sep 2017 · Until 31 Oct 2024

  • Harry Tobin (no longer appointed)

    FRN 402871 · Appointed 31 Aug 2017 · Until 27 Apr 2020

  • Bob Grace (no longer appointed)

    FRN 402814 · Appointed 31 Aug 2017 · Until 10 Apr 2024

  • Derrick Smith (no longer appointed)

    FRN 402862 · Appointed 31 Aug 2017 · Until 9 Apr 2026

  • John Strudwick (no longer appointed)

    FRN 402866 · Appointed 29 Aug 2017 · Until 26 Mar 2024

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.