WOOZLE RESEARCH LIMITED

Date authorised
15 January 2018
Companies House
10006042
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Metro Building
    7th Floor
    1 Butterwick
    London
    W6 8DL
    UNITED KINGDOM
    Phone
    +447969274134
    Web
    https://www.woozleresearch.com

  • Complaints Contact

    Metro Building
    7th Floor
    1 Butterwick
    London
    Hammersmith And Fulham
    W6 8DL
    UNITED KINGDOM
    Phone
    +447969274134

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carl Christoffer Dharmaraj Diebitsch

    IRN CXD15782

    • CF30 Customer (6 Jun 2019 to 8 Dec 2019)
  • Charles Ellis

    IRN CXE01363

    • CF11 Money Laundering Reporting (15 Jan 2018 to 10 Sep 2018)
    • CF10 Compliance Oversight (15 Jan 2018 to 10 Sep 2018)
    • CF1 Director (15 Jan 2018 to 10 Sep 2018)
  • Christopher Eaton

    IRN CXE06031

    • CF30 Customer (10 Sep 2018 to 8 Dec 2019)
  • Julie Bousquet

    IRN JXB84292

    • SMF16 Compliance Oversight (since 11 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Nov 2020)
    • [FCA CF] Significant management (since 1 Feb 2020)
  • Karan Gujadhur

    IRN KXG01627

    • CF30 Customer (11 Apr 2018 to 8 Dec 2019)
  • Kouhei Mosley

    IRN KXM02407

    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Mark Pacitti

    IRN MXP02163

    • [FCA CF] Client dealing (since 24 Aug 2022)
    • [FCA CF] Significant management (since 1 Jan 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (10 Sep 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Sep 2018 to 8 Dec 2019)
    • CF30 Customer (15 Jan 2018 to 8 Dec 2019)
    • CF1 Director (15 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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