Woori Bank

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

Senior staff personally approved by the FCA to hold their roles here.

Brian David Draycott
IRN BDD01005
- CF11 Money Laundering Reporting (1 Dec 2001 to 30 Jun 2008)
Dohhyun Yoo
IRN DXY01091
- SMF19 Head of Overseas Branch/Head of Overseas (15 Jan 2019 to 14 Dec 2022)
Jamal Iqbal
IRN JXI01128
- SMF16 Compliance Oversight (since 7 Mar 2016)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
- CF10 Compliance Oversight (15 Jun 2011 to 6 Mar 2016)
- CF11 Money Laundering Reporting (15 Jun 2011 to 6 Mar 2016)
Moonseok Lee
IRN MXL02117
- SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 28 Jan 2019)
- SMF2 Chief Finance (7 Mar 2016 to 28 Jan 2019)
- CF1 Director (16 Nov 2015 to 6 Mar 2016)
- CF3 Chief Executive (16 Nov 2015 to 6 Mar 2016)
Pal Mo Ra
IRN PMR01096
- CF10 Compliance Oversight (14 Feb 2008 to 7 Jun 2011)
- CF3 Chief Executive (14 Feb 2008 to 2 Oct 2012)
- CF8 Apportionment and Oversight (14 Feb 2008 to 31 Mar 2009)
Sang-In Park
IRN SXP01296
- CF3 Chief Executive (1 Dec 2001 to 7 Aug 2003)
- CF8 Apportionment and Oversight (1 Dec 2001 to 7 Aug 2003)
Su Yong Hwang
IRN SYH01001
- CF10 Compliance Oversight (28 Feb 2005 to 1 Feb 2008)
- CF3 Chief Executive (28 Feb 2005 to 1 Feb 2008)
- CF8 Apportionment and Oversight (28 Feb 2005 to 1 Feb 2008)
Suil Jeon
IRN SXJ00415
- SMF19 Head of Overseas Branch/Head of Overseas (since 2 Aug 2023)
Sung Hoon Hong
IRN SXH00782
- SMF19 Head of Overseas Branch/Head of Overseas (18 Nov 2022 to 15 Aug 2023)
Sung Yong Lee
IRN SYL01014
- CF3 Chief Executive (9 Oct 2012 to 8 Dec 2015)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.