WOOD & Company Financial Services Ltd

Date authorised
13 June 2023
Companies House
13667788
Last scraped
4 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +420222096111
    Web
    https://woodandcompany.co.uk

  • Complaints Contact

    16 Berkeley Street
    London
    W1J 8DZ
    UNITED KINGDOM
    Phone
    +442035300685

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ioana Pop

    IRN IXP00144

    • [FCA CF] Client dealing (since 13 Jun 2023)
  • Jaroslaw Maria Tomczynski

    IRN JMT01093

    • SMF3 Executive Director (since 15 Jun 2023)
  • Jonathan David Lamb

    IRN JDL01122

    • SMF3 Executive Director (since 15 Jun 2023)
    • [FCA CF] Client dealing (since 13 Jun 2023)
    • [FCA CF] Significant management (since 13 Jun 2023)
  • Nicholas Mark Kaufmann

    IRN NMK01014

    • SMF16 Compliance Oversight (since 15 Jun 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jun 2023)
    • SMF3 Executive Director (since 15 Jun 2023)
    • [FCA CF] Client dealing (since 13 Jun 2023)
    • [FCA CF] Significant management (since 13 Jun 2023)
  • Osman Can Demir

    IRN OXD00095

    • [FCA CF] Client dealing (13 Jun 2023 to 31 Dec 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.