Womble Bond Dickinson Wealth Limited

Date authorised
1 May 2013
Companies House
08375875
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The Spark
    Draymans Way
    Newcastle Helix
    Newcastle upon Tyne
    Tyne and Wear
    NE4 5DE
    UNITED KINGDOM
    Phone
    +4434554155251
    Web
    https://www.womblebonddickinsonwealth.com

  • Complaints Contact

    The Spark
    Draymans Way
    Newcastle Helix
    Newcastle upon Tyne
    Tyne and Wear
    NE4 5DE
    UNITED KINGDOM
    Phone
    +4434554155251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Basic Pension Advice

    For Professional, Retail (Investment), Stakeholder products

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Morgala

    IRN SXM03452

    • CF10a CASS Oversight function (26 May 2015 to 8 Dec 2019)
  • Sean Thomas O'Brien

    IRN STO00015

    • CF30 Customer (12 Jun 2013 to 4 Jul 2019)
  • Simon Davey

    IRN SXD00644

    • [FCA CF] Functions requiring qualifications (14 Dec 2022 to 20 Mar 2026)
  • Simon Dobson

    IRN SPD01075

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 May 2025)
    • CF30 Customer (1 May 2013 to 8 Dec 2019)
  • Simon Robert Harper

    IRN SRH01162

    • CF11 Money Laundering Reporting (1 May 2013 to 12 Apr 2015)
    • CF1 Director (1 May 2013 to 12 Apr 2015)
    • CF10a CASS Oversight function (1 May 2013 to 12 Apr 2015)
  • Thomas Edwards

    IRN TXE00118

    • [FCA CF] Functions requiring qualifications (30 May 2024 to 6 May 2025)
    • [FCA CF] Client dealing (30 May 2024 to 6 May 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.