Date authorised
1 August 2017
Companies House
03422150
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Museum Street
    Ipswich
    Suffolk
    IP1 1HT
    UNITED KINGDOM
    Phone
    +448448540660
  • Complaints Contact

    10 Museum Street
    Ipswich
    Suffolk
    IP1 1HT
    UNITED KINGDOM
    Phone
    +448448540660

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew John Lewis

    IRN AJL01213

    • SMF3 Executive Director (9 Dec 2019 to 18 Dec 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Dec 2020)
    • CF1 Director (AR) (25 Sep 2017 to 5 Feb 2020)
    • Responsible for Insurance Mediation (1 Aug 2017 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (1 Aug 2017 to 8 Dec 2019)
    • CF1 Director (1 Aug 2017 to 8 Dec 2019)
  • Nicholas Jason Lamb

    IRN NJL01096

    • Responsible for Insurance Distribution (since 28 Jun 2022)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 14 Apr 2022)
  • Vincent Paul Wooding

    IRN VPW01006

    • SMF29 Limited scope function (limited scope SMCR firms only) (16 Feb 2022 to 14 Apr 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.