Wisemans Insurance Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Adrian Malcolm Phipps
IRN AMP01169
- SMF3 Executive Director (9 Dec 2019 to 3 Nov 2020)
- CF1 Director (11 May 2007 to 8 Dec 2019)
Ajay Tailor
IRN AXT00189
- Responsible for Insurance Distribution (since 24 Jul 2024)
- SMF3 Executive Director (since 24 Jul 2024)
Anthony Richard Tugwell
IRN ART01088
- CF1 Director (11 May 2007 to 5 Apr 2010)
David George Edward Stanley
IRN DGS01128
- SMF3 Executive Director (12 Jan 2021 to 10 Jul 2024)
Graham Douglas Whitehouse
IRN GDW00018
- CF1 Director (14 Jan 2005 to 10 May 2007)
Jonathan Summers
IRN JXS01938
- SMF3 Executive Director (9 Dec 2019 to 17 Apr 2023)
- Responsible for Insurance Distribution (1 Oct 2018 to 17 Apr 2023)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
Paul Driver
IRN PXD01565
- Responsible for Insurance Distribution (19 Apr 2023 to 24 Jul 2024)
- SMF3 Executive Director (15 Jan 2021 to 24 Jul 2024)
Stephen Mark Burrows
IRN SMB00008
- SMF3 Executive Director (26 Jan 2021 to 10 Jul 2024)
William Michael Dobson
IRN WMD00008
- CF1 Director (14 Jan 2005 to 10 May 2007)
Yvonne Watts
IRN YXW01022
- CF1 Director (14 Jan 2005 to 31 May 2012)

Smaller firms operating under this firm's FCA authorisation.

David Mawby (no longer appointed)
FRN 425477 · Appointed 31 Jan 2005 · Until 1 Jan 2006

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.