Date authorised
10 July 2014
Companies House
03994446
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    95 Gresham Street
    London
    EC2V 7AB
    UNITED KINGDOM
    Phone
    +442039880187
  • Complaints Contact

    4th Floor
    95 Gresham Street
    London
    EC2V 7AB
    UNITED KINGDOM
    Phone
    +442039880187

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Government and public security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rupert Hugh Denning St Geor Wise

    IRN RHW01015

    • [FCA CF] Client dealing (since 16 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (10 Jul 2014 to 8 Dec 2019)
    • CF10 Compliance Oversight (10 Jul 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (10 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (10 Jul 2014 to 8 Dec 2019)
    • CF30 Customer (10 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.