WISE ASSETS UK LTD

• Principal Place of Business

  1st Floor, Worship Square

  65 Clifton Street

  London

  EC2A 4JE

  UNITED KINGDOM

  Phone

  +4402039741320

  Web

  https://wise.com/gb/assets/

• Complaints Contact

  1st Floor, Worship Square

  65 Clifton Street

  London

  EC2A 4JE

  UNITED KINGDOM

  Phone

  +442039741320

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Retail (Investment), Rights to or interests in investments (Security), Unit

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  • · Unable to hold financial instruments for own account unless it meets the 'matched principal exemption conditions' in the FSA's Glossary of defined expressions used in the FSA's Handbook
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Retail (Investment), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Philip Alexander Thomas

  IRN PXT00292

  • [FCA CF] CASS oversight function (26 Sep 2023 to 27 Aug 2025)
• Rahel Tanavsuu

  IRN RXT00311

  • [FCA CF] Significant management (30 Mar 2022 to 3 Oct 2024)
  • [FCA CF] Material risk taker (30 Mar 2022 to 3 Oct 2024)
• Rohan Basu

  IRN RXB00894

  • [FCA CF] Material risk taker (since 1 Mar 2024)
  • [FCA CF] Significant management (since 1 Nov 2023)
• SerJin Lee

  IRN SXL00865

  • [FCA CF] Material risk taker (1 Jan 2025 to 9 Dec 2025)
  • [FCA CF] Significant management (1 Dec 2024 to 9 Dec 2025)
• Shane Fitzgerald

  IRN SXF00516

  • [FCA CF] Significant management (since 30 Sep 2024)
  • [FCA CF] Material risk taker (since 30 Sep 2024)
• Stephen James Pole

  IRN SXP01157

  • [FCA CF] Material risk taker (since 26 Nov 2024)
• Veselina Mihaylova Reid

  IRN VXR00140

  • [FCA CF] CASS oversight function (since 27 Aug 2025)
• William McGowan

  IRN WXM00103

  • [FCA CF] Client dealing (10 Aug 2021 to 17 Oct 2022)
  • [FCA CF] Material risk taker (10 Aug 2021 to 17 Oct 2022)
  • [FCA CF] Significant management (10 Aug 2021 to 17 Oct 2022)
• Xiang Yu

  IRN XXY00002

  • [FCA CF] Material risk taker (22 Mar 2021 to 27 Jun 2023)
  • [FCA CF] Significant management (22 Mar 2021 to 27 Jun 2023)
  • [FCA CF] Client dealing (22 Mar 2021 to 27 Jun 2023)
  • [FCA CF] Manager of certification employee (22 Mar 2021 to 27 Jun 2023)
• Yonatan Mor Arbel

  IRN YXA00024

  • [FCA CF] Material risk taker (31 Mar 2021 to 20 Jan 2023)
  • [FCA CF] CASS oversight function (31 Mar 2021 to 20 Jan 2023)

• Wise Payments Limited (Introducer AR)

  FRN 975773 · Appointed 19 Sep 2021

No changes recorded yet.