Date authorised
1 April 2013
Companies House
04730468
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 Meadow Close
    Marlow
    Buckinghamshire
    SL7 1QJ
    UNITED KINGDOM
    Phone
    +4401628532939
  • Complaints Contact

    11 meadow close
    Marlow
    Buckinghamshire
    SL7 1QJ
    UNITED KINGDOM
    Phone
    +4401628532939

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Liam Nye

    IRN LXN01055

    • CF8 Apportionment and Oversight (14 Jan 2005 to 1 Jan 2006)
    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Jan 2006)
    • CF1 Director (14 Jan 2005 to 1 Jan 2006)
  • Mark Antony Stafford

    IRN MAS01308

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (9 Jan 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (12 Apr 2006 to 30 Sep 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Nicola May Stafford

    IRN NMS01063

    • Director of firm who is not a certification employee or a SMF manager (since 25 Jan 2021)
    • SMF3 Executive Director (9 Dec 2019 to 16 Mar 2021)
    • CF1 Director (21 Apr 2006 to 8 Dec 2019)
  • Stephen Dawson

    IRN SXD01477

    • CF1 Director (14 Jan 2005 to 29 Nov 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.