Windfall Limited

Date authorised
1 April 2013
Companies House
04710374
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Churchill House 137-139 Brent St
    London
    NW4 4DJ
    UNITED KINGDOM
    Phone
    +4402084552936
    Web
    https://www.windfall-finance.com

  • Complaints Contact

    Churchill House 137-139 Brent St
    London
    NW4 4DJ
    UNITED KINGDOM
    Phone
    +4402084552936

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Betzalel Arieh Zucker

    IRN BAZ00001

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 16 Jun 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF1 Director (6 Oct 2003 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Oct 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (6 Oct 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Oct 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Oct 2003 to 31 Mar 2009)
  • Chaim Gilad Zucker

    IRN CXZ00046

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
  • Graham Raphael Shaw

    IRN GRS00060

    • CF21 Investment Adviser (6 Oct 2003 to 31 Mar 2004)
  • Jennifer Lewis

    IRN JXL01625

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (7 Apr 2017 to 8 Dec 2019)
  • Leon Matthew Mason

    IRN LXM00873

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Jan 2026)
  • Simranpreet Kaur

    IRN SXK00273

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.