Date authorised
1 April 2013
Companies House
05718328
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 402
    4th Floor
    20 Aldermanbury
    London
    EC2V 7HY
    UNITED KINGDOM
    Phone
    +4402030581090
  • Complaints Contact

    Suite 402
    4th Floor
    20 Aldermanbury
    London
    EC2V 7HY
    UNITED KINGDOM
    Phone
    +4402030581090

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carolyn Ruth Williams

    IRN CRW01094

    • CF2 Non Executive Director (31 Jul 2006 to 8 Dec 2019)
  • Mark Reynish Williams

    IRN MRW01139

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF8 Apportionment and Oversight (31 Jul 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (31 Jul 2006 to 30 Sep 2018)
    • CF3 Chief Executive (31 Jul 2006 to 8 Dec 2019)
    • CF1 Director (31 Jul 2006 to 8 Dec 2019)
  • Nicholas Anthony Whiteford

    IRN NXW00343

    • CF1 Director (AR) (14 Aug 2024 to 1 Jul 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.