Wims Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Score Services
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- · This permission is limited to not carrying out credit repair services

Senior staff personally approved by the FCA to hold their roles here.

Dean Anthony Chamberlain
IRN DAC01253
- [FCA CF] Significant management (31 Mar 2021 to 16 Dec 2022)
Gareth John Sampson
IRN GJS00073
- SMF1 Chief Executive (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- CF3 Chief Executive (2 Jan 2019 to 8 Dec 2019)
- CF1 Director (AR) (31 Mar 2011 to 19 Dec 2024)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF1 Director (14 Jan 2005 to 2 Jan 2019)
Jonathan David Monkcom
IRN JDM01062
- SMF3 Executive Director (since 9 Dec 2019)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Nigel Paul Duncan Preston
IRN NPP01016
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
Pamela Lyndsay Claire Needham
IRN PLN01015
- CF1 Director (AR) (1 Aug 2011 to 2 Apr 2013)

Smaller firms operating under this firm's FCA authorisation.

FIUK.com Limited (no longer appointed)
FRN 523882 · Appointed 15 Jul 2011 · Until 2 Apr 2013
Wessex Administration Services Limited (no longer appointed)
FRN 404187 · Appointed 14 Jan 2005 · Until 19 Dec 2024

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.