Date authorised
1 April 2013
Companies House
03126816
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    405a, 4th Floor, Dawson House
    5 Jewry Street
    London
    EC3N 2EX
    UNITED KINGDOM
    Phone
    +442076269888
  • Complaints Contact

    405a, 4th Floor, Dawson House
    5 Jewry Street
    London
    EC3N 2EX
    UNITED KINGDOM
    Phone
    +442076269888

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial

  • Investment Advice (no pensions)

    For Commercial, Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Non-investment insurance contracts

  • Stockbroking

    For Commercial, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Bayman

    IRN AXB77416

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 10 Sep 2024)
    • Responsible for Insurance Distribution (since 10 Sep 2024)
    • CF1 Director (AR) (since 23 Nov 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 10 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Sep 2024)
  • Andrew Gordon Sharp

    IRN AXS00280

    • CF1 Director (AR) (11 Dec 2020 to 10 Feb 2023)
  • Benjamin Sau Lung Wong

    IRN BSW01013

    • Director of firm who is not a certification employee or a SMF manager (since 10 Sep 2024)
    • [FCA CF] Significant management (since 10 Sep 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (3 Jul 2020 to 10 Sep 2024)
    • Responsible for Insurance Distribution (3 Jul 2020 to 10 Sep 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Jul 2020)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 3 Jul 2020)
  • Colin Gray

    IRN CXG77417

    • CF1 Director (AR) (20 Oct 2020 to 25 Jun 2021)
    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 25 Jun 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 25 Jun 2021)
  • Derek Wong

    IRN DXW77414

    • [FCA CF] Significant management (since 24 Jan 2020)
    • Director of firm who is not a certification employee or a SMF manager (since 24 Jan 2020)
  • Dudley William Taylor

    IRN DWT01049

    • SMF29 Limited scope function (limited scope SMCR firms only) (9 Dec 2019 to 13 Apr 2020)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Apr 2020)
    • Responsible for Insurance Mediation (7 Oct 2008 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (7 Oct 2008 to 8 Dec 2019)
  • Julian South

    IRN JXS77415

    • Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Julie Newby

    IRN JXN77412

    • [FCA CF] Significant management (9 Dec 2019 to 20 Feb 2022)
  • Paul Marketis

    IRN PXM77413

    • Director of firm who is not a certification employee or a SMF manager (1 Apr 2020 to 10 Apr 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Apr 2025)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.