Willis Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew John Fennell
IRN AJF01156
- CF1 Director (AR) (27 Jan 2005 to 28 Jul 2006)
Andrew John Smyth
IRN AJS01234
- [FCA CF] Significant management (since 9 Dec 2019)
Andrew Mark Brinicombe
IRN AMB01222
- CF1 Director (AR) (27 Jan 2005 to 28 Jul 2006)
Andrew Philip Newman
IRN APN01037
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
Andrew Woolterton
IRN AXW00802
- [FCA CF] Significant management (13 Sep 2023 to 1 Jul 2024)
Angela Horton
IRN AXH02445
- SMF5 Head of Internal Audit (9 Dec 2019 to 14 Mar 2024)
- CF28 Systems and controls (30 Jan 2014 to 8 Dec 2019)
Anis Ben Driaa
IRN AXB00337
- [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2024)
Anna Frances Huggins
IRN AXH00964
- [FCA CF] Significant management (since 7 Aug 2023)
Anthony Charles Gareth Walters
IRN AXW00175
- [FCA CF] Significant management (9 Dec 2019 to 24 Feb 2023)
Anthony John Borgman
IRN AXB04292
- [FCA CF] Significant management (since 8 Mar 2024)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.