Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alice Barbara Hardie

    IRN AXH00210

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Alistair James Christopher Rivers

    IRN AJR01262

    • CF1 Director (29 Feb 2008 to 8 Jun 2016)
    • Responsible for Insurance Mediation (29 Feb 2008 to 12 Apr 2012)
    • CF29 Significant management (1 Nov 2007 to 24 Aug 2016)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Alkis Kosmas Tsimaratos

    IRN AXT00127

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Alla Borisovna Bashenko

    IRN ABB01027

    • Director of firm who is not a certification employee or a SMF manager (9 Oct 2025 to 6 Jan 2026)
    • SMF10 Chair of the Risk Committee (6 Jan 2023 to 9 Oct 2025)
  • Allan Crawford Adamson Gribben

    IRN ACG01075

    • CF3 Chief Executive (AR) (17 Jan 2005 to 31 Dec 2006)
    • CF1 Director (AR) (17 Jan 2005 to 31 Dec 2006)
    • CF1 Director (14 Jan 2005 to 31 Jan 2008)
  • Amelia Sarah Dowty

    IRN AXD01011

    • [FCA CF] Significant management (since 17 Dec 2024)
  • Andre Clerc

    IRN AXC01781

    • CF29 Significant management (1 Nov 2007 to 3 Jan 2012)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Andrew David Jackson

    IRN ADJ01063

    • [FCA CF] Significant management (9 Dec 2019 to 29 Feb 2024)
  • Andrew Gordon Urquhart Law

    IRN AXL00127

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Andrew James Hicks

    IRN AJH01419

    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 20 Apr 2005)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.