Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Melia

    IRN AXM04508

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Anthony Robert West

    IRN AXW00582

    • [FCA CF] Significant management (24 May 2022 to 31 Dec 2022)
  • Ashley Francis Benjamin Lampard

    IRN AXL00126

    • SMF16 Compliance Oversight (since 14 Nov 2025)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (14 Sep 2022 to 1 May 2024)
  • Ben Paul Abraham

    IRN BXA00050

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Benjamin Roland Thomas Hunt

    IRN BXH00359

    • [FCA CF] Significant management (10 May 2024 to 31 Oct 2024)
  • Brendan James McManus

    IRN BJM01139

    • Responsible for Insurance Mediation (16 May 2011 to 20 Oct 2011)
    • CF3 Chief Executive (16 May 2011 to 20 Oct 2011)
    • CF1 Director (18 Feb 2008 to 20 Oct 2011)
  • Brendan Richard O'Neill

    IRN BRO01003

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 6 Jun 2023)
    • CF2 Non Executive Director (7 Jun 2017 to 8 Dec 2019)
  • Brent Connell

    IRN BXC00001

    • CF1 Director (AR) (27 Jan 2005 to 28 Jul 2006)
  • Bruce William Stead

    IRN BXS00075

    • [FCA CF] Significant management (9 Dec 2019 to 14 Mar 2024)
  • Catherine Roy

    IRN CXR01388

    • SMF24 Chief Operations (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (11 Nov 2015 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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