Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Haywood

    IRN PXH00626

    • [FCA CF] Significant management (27 Oct 2022 to 1 May 2025)
  • Paul Leslie Davidson

    IRN PLD01020

    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • Paul Richard Aird

    IRN PXA00341

    • [FCA CF] Significant management (since 24 Nov 2025)
  • Peter Anderson Shaw

    IRN PAS01235

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Aug 2022)
    • CF2 Non Executive Director (9 Nov 2016 to 8 Dec 2019)
  • Peter Christopher Hearn

    IRN PCH01092

    • CF1 Director (23 Dec 2009 to 30 Jun 2015)
    • CF29 Significant management (1 Nov 2007 to 30 Jun 2015)
    • CF17 Significant Mgt (Other Business Operations) (26 Jan 2007 to 31 Oct 2007)
  • Peter James Carter

    IRN PJC01413

    • SMF2 Chief Finance (9 Dec 2019 to 24 Jun 2020)
    • CF1 Director (14 Mar 2017 to 8 Dec 2019)
  • Peter John Howard

    IRN PXH00227

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Philip George Jackson

    IRN PGJ01019

    • CF1 Director (AR) (27 Jan 2005 to 28 Jul 2006)
  • Philippa Anne Cartmell

    IRN PXC00498

    • [FCA CF] Significant management (since 7 Feb 2023)
  • Printhan Sothinathan

    IRN PXS02526

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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