Willis Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Eloise Marnie Martin
IRN EMM01107
- CF1 Director (15 Sep 2016 to 17 Apr 2019)
Emilia Charlotte Levett
IRN EXL00233
- [FCA CF] Significant management (23 Oct 2024 to 7 Feb 2025)
Esther Jane Glen-Gowing
IRN EXG00318
- [FCA CF] Significant management (since 24 Mar 2026)
Ewa Joanna Pilat
IRN EXP00048
- [FCA CF] Significant management (9 Dec 2019 to 14 Jan 2022)
Farrokh Shahmir
IRN FXS01184
- CF28 Systems and controls (1 Nov 2007 to 1 May 2015)
- CF15 Internal Audit (12 Dec 2006 to 31 Oct 2007)
Frances Catherine Cavanagh
IRN FXC00027
- [FCA CF] Significant management (9 Dec 2019 to 28 Jun 2024)
Frederick Roy Hucker
IRN FRH01011
- CF1 Director (AR) (27 Jan 2005 to 28 Jul 2006)
Garret Patrick Gaughan
IRN GXG00049
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
Gemma Louise Saunders
IRN GXS00753
- [FCA CF] Significant management (since 28 Jan 2025)
Gemma Sarah Tait
IRN GXT00181
- [FCA CF] Significant management (since 29 Apr 2022)
- [FCA CF] Manager of certification employee (since 29 Apr 2022)

Smaller firms operating under this firm's FCA authorisation.

Martin Norwood (no longer appointed)
FRN 516445 · Appointed 18 Jan 2010 · Until 27 Jul 2011
Trichocare Diagnostics Limited (no longer appointed)
FRN 514922 · Appointed 21 Dec 2009 · Until 22 Aug 2013
The Hair Group Limited (no longer appointed)
FRN 514918 · Appointed 21 Dec 2009 · Until 25 Aug 2011
Sarah Elliott (no longer appointed)
FRN 514921 · Appointed 21 Dec 2009 · Until 21 Nov 2011
Practical Business Support Limited (no longer appointed)
FRN 513442 · Appointed 26 Nov 2009 · Until 24 Nov 2011
Commercial Assure Ltd (no longer appointed)
FRN 512463 · Appointed 16 Nov 2009 · Until 23 Jul 2011
James Jacoumis (no longer appointed)
FRN 512165 · Appointed 11 Nov 2009 · Until 24 Nov 2011
Victor Norman (no longer appointed)
FRN 510204 · Appointed 21 Oct 2009 · Until 14 Sep 2013
UK Warehousing Association (no longer appointed)
FRN 507412 · Appointed 25 Sep 2009 · Until 3 Oct 2014
BRC Trading Ltd (no longer appointed)
FRN 507113 · Appointed 18 Sep 2009 · Until 22 Dec 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.