Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Raymond King

    IRN CRK01016

    • CF1 Director (AR) (5 Jan 2006 to 26 Jul 2006)
  • Clyde Craig Bernstein

    IRN CXB00178

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
  • Colin Jeffrey Worthington

    IRN CJW01219

    • CF1 Director (AR) (27 Jan 2005 to 28 Jul 2006)
  • Dafydd Lewis Piercy

    IRN DXP00766

    • [FCA CF] Significant management (since 12 Mar 2026)
  • Daniel Rajendrabhai Arosh Patel

    IRN DXP00433

    • [FCA CF] Significant management (14 Sep 2022 to 1 May 2024)
  • Darren John Atkins

    IRN DXA87001

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • David Basil Margrett

    IRN DBM01030

    • CF3 Chief Executive (31 Mar 2007 to 5 May 2011)
    • CF8 Apportionment and Oversight (31 Mar 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (9 Feb 2007 to 5 May 2011)
    • CF1 Director (27 Jan 2005 to 20 Oct 2011)
  • David Brynmor Williams

    IRN DBW01036

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)
  • David Edwin Rainbow

    IRN DXR00108

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • David John Martin

    IRN DJM01449

    • CF1 Director (30 Aug 2013 to 24 Aug 2015)
    • CF29 Significant management (28 May 2013 to 30 Aug 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.