Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Clive Raymond King

    IRN CRK01016

    • CF1 Director (AR) (5 Jan 2006 to 26 Jul 2006)
  • Clyde Craig Bernstein

    IRN CXB00178

    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2022)
  • Colin Jeffrey Worthington

    IRN CJW01219

    • CF1 Director (AR) (27 Jan 2005 to 28 Jul 2006)
  • Dafydd Lewis Piercy

    IRN DXP00766

    • [FCA CF] Significant management (since 12 Mar 2026)
  • Daniel Rajendrabhai Arosh Patel

    IRN DXP00433

    • [FCA CF] Significant management (14 Sep 2022 to 1 May 2024)
  • Darren John Atkins

    IRN DXA87001

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • David Basil Margrett

    IRN DBM01030

    • CF3 Chief Executive (31 Mar 2007 to 5 May 2011)
    • CF8 Apportionment and Oversight (31 Mar 2007 to 31 Mar 2009)
    • Responsible for Insurance Mediation (9 Feb 2007 to 5 May 2011)
    • CF1 Director (27 Jan 2005 to 20 Oct 2011)
  • David Brynmor Williams

    IRN DBW01036

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)
  • David Edwin Rainbow

    IRN DXR00108

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • David John Martin

    IRN DJM01449

    • CF1 Director (30 Aug 2013 to 24 Aug 2015)
    • CF29 Significant management (28 May 2013 to 30 Aug 2013)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Willis Re Limited (no longer appointed)

    FRN 955213 · Appointed 21 Jul 2021 · Until 29 Jul 2021

  • Consil Limited (no longer appointed)

    FRN 925913 · Appointed 11 May 2020 · Until 6 Feb 2026

  • CPMC Surveying Ltd (no longer appointed)

    FRN 819961 · Appointed 31 Aug 2018 · Until 25 Jul 2024

  • Lewis Link Limited (no longer appointed)

    FRN 804630 · Appointed 21 Mar 2018 · Until 10 Dec 2020

  • Nicholas Whittle (no longer appointed)

    FRN 779847 · Appointed 2 Mar 2018 · Until 6 Mar 2019

  • Mr Michael Budd (no longer appointed)

    FRN 747752 · Appointed 23 May 2016 · Until 28 Feb 2017

  • Bracewell Limited (no longer appointed)

    FRN 743251 · Appointed 6 Apr 2016 · Until 16 Sep 2019

  • 96 Club Limited (no longer appointed)

    FRN 732904 · Appointed 20 Jan 2016 · Until 21 Apr 2017

  • SSPG Limited (no longer appointed)

    FRN 732903 · Appointed 20 Jan 2016 · Until 18 Jan 2017

  • Banner Property Services Limited (no longer appointed)

    FRN 718596 · Appointed 29 Sep 2015 · Until 5 Dec 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.