Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Treisman

    IRN MXT02401

    • CF2 Non Executive Director (AR) (31 Jan 2025 to 28 Feb 2025)
  • Michelle Maria Edwards

    IRN MXE00052

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Naomi Jane Newbold

    IRN NXN00144

    • [FCA CF] Significant management (21 Oct 2024 to 26 Jun 2025)
  • Natalie Jayne Hunter

    IRN NXH00465

    • [FCA CF] Significant management (since 17 Oct 2024)
  • Neil Graham Kerr

    IRN NXK00044

    • SMF16 Compliance Oversight (28 Mar 2022 to 5 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Mar 2022)
  • Neil James Charman

    IRN NXC00320

    • [FCA CF] Significant management (since 7 Feb 2023)
  • Neil Phillip Perry

    IRN NPP01025

    • CF1 Director (9 Sep 2011 to 7 Apr 2017)
  • Netsai Mercy Mangwende

    IRN NXM00108

    • [FCA CF] Significant management (9 Dec 2019 to 6 Aug 2021)
  • Nicolas Aubert

    IRN NXA01481

    • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2021)
    • Responsible for Insurance Mediation (9 Nov 2016 to 30 Sep 2018)
    • CF3 Chief Executive (30 Sep 2015 to 8 Dec 2019)
    • CF1 Director (30 Sep 2015 to 8 Dec 2019)
  • Nigel Stephen Walder-Davis

    IRN NXW00282

    • [FCA CF] Significant management (since 18 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Willis Re Limited (no longer appointed)

    FRN 955213 · Appointed 21 Jul 2021 · Until 29 Jul 2021

  • Consil Limited (no longer appointed)

    FRN 925913 · Appointed 11 May 2020 · Until 6 Feb 2026

  • CPMC Surveying Ltd (no longer appointed)

    FRN 819961 · Appointed 31 Aug 2018 · Until 25 Jul 2024

  • Lewis Link Limited (no longer appointed)

    FRN 804630 · Appointed 21 Mar 2018 · Until 10 Dec 2020

  • Nicholas Whittle (no longer appointed)

    FRN 779847 · Appointed 2 Mar 2018 · Until 6 Mar 2019

  • Mr Michael Budd (no longer appointed)

    FRN 747752 · Appointed 23 May 2016 · Until 28 Feb 2017

  • Bracewell Limited (no longer appointed)

    FRN 743251 · Appointed 6 Apr 2016 · Until 16 Sep 2019

  • 96 Club Limited (no longer appointed)

    FRN 732904 · Appointed 20 Jan 2016 · Until 21 Apr 2017

  • SSPG Limited (no longer appointed)

    FRN 732903 · Appointed 20 Jan 2016 · Until 18 Jan 2017

  • Banner Property Services Limited (no longer appointed)

    FRN 718596 · Appointed 29 Sep 2015 · Until 5 Dec 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.