Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Derek Forder

    IRN JDF01082

    • CF29 Significant management (1 Nov 2007 to 12 Oct 2018)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • John Edward Rooley

    IRN JXR00159

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Eric Ball

    IRN JXB00922

    • SMF7 Group Entity Senior Manager (24 Jun 2022 to 31 Jul 2023)
  • John Paul Cavanagh

    IRN JPC01156

    • CF1 Director (12 Jan 2016 to 31 Dec 2017)
    • CF29 Significant management (19 Mar 2013 to 31 Dec 2017)
  • John Robert Edwin Muir

    IRN JRM01203

    • [FCA CF] Significant management (9 Dec 2019 to 18 Jul 2024)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • John Thomas Greene

    IRN JTG01041

    • CF1 Director (15 Jul 2015 to 5 Jan 2016)
  • John William Allen

    IRN JWA01042

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)
  • Jonathan Clifford Colley

    IRN JXC00798

    • [FCA CF] Significant management (17 Jan 2022 to 24 Jun 2022)
  • Jonathan David Rand

    IRN JXR00158

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jonathan Paul James Brooks

    IRN JXB01245

    • [FCA CF] Significant management (since 14 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Willis Re Limited (no longer appointed)

    FRN 955213 · Appointed 21 Jul 2021 · Until 29 Jul 2021

  • Consil Limited (no longer appointed)

    FRN 925913 · Appointed 11 May 2020 · Until 6 Feb 2026

  • CPMC Surveying Ltd (no longer appointed)

    FRN 819961 · Appointed 31 Aug 2018 · Until 25 Jul 2024

  • Lewis Link Limited (no longer appointed)

    FRN 804630 · Appointed 21 Mar 2018 · Until 10 Dec 2020

  • Nicholas Whittle (no longer appointed)

    FRN 779847 · Appointed 2 Mar 2018 · Until 6 Mar 2019

  • Mr Michael Budd (no longer appointed)

    FRN 747752 · Appointed 23 May 2016 · Until 28 Feb 2017

  • Bracewell Limited (no longer appointed)

    FRN 743251 · Appointed 6 Apr 2016 · Until 16 Sep 2019

  • 96 Club Limited (no longer appointed)

    FRN 732904 · Appointed 20 Jan 2016 · Until 21 Apr 2017

  • SSPG Limited (no longer appointed)

    FRN 732903 · Appointed 20 Jan 2016 · Until 18 Jan 2017

  • Banner Property Services Limited (no longer appointed)

    FRN 718596 · Appointed 29 Sep 2015 · Until 5 Dec 2019

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.