Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Brooks

    IRN RXB23407

    • [FCA CF] Significant management (since 5 May 2023)
  • Richard Geoffrey Hampton

    IRN RGH01109

    • CF10 Compliance Oversight (24 Aug 2011 to 28 Mar 2013)
  • Richard Goff

    IRN RXG01899

    • Director of firm who is not a certification employee or a SMF manager (4 Dec 2025 to 24 Mar 2026)
    • SMF2 Chief Finance (23 Jun 2020 to 9 Dec 2025)
    • CF1 Director (AR) (8 Jul 2016 to 25 Jan 2022)
  • Richard James Vanner

    IRN RXV11502

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Apr 2019 to 8 Dec 2019)
  • Richard John Stafford Bucknall

    IRN RJB01371

    • CF8 Apportionment and Oversight (20 Dec 2006 to 31 Mar 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2007)
    • CF3 Chief Executive (14 Jan 2005 to 2 May 2006)
    • CF1 Director (14 Jan 2005 to 31 Mar 2007)
  • Richard John William Farrow

    IRN RXF00271

    • [FCA CF] Significant management (18 Jul 2023 to 31 Dec 2025)
  • Richard Jonathan Beecroft

    IRN RXB00770

    • SMF18 Other Overall Responsibility (since 26 Apr 2023)
    • [FCA CF] Significant management (1 Apr 2023 to 27 Apr 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2023 to 27 Apr 2023)
  • Richard Pask

    IRN RXP01421

    • CF1 Director (AR) (17 Jan 2005 to 3 Feb 2005)
  • Richard Peter Brame

    IRN RXB00197

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Robert Edward Bareham

    IRN REB00005

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Bates Removals (no longer appointed)

    FRN 423422 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Safestore.It (no longer appointed)

    FRN 423434 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Multi-Store Uk (no longer appointed)

    FRN 423665 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Hammerton Leisure Ltd (no longer appointed)

    FRN 423663 · Appointed 17 Jan 2005 · Until 13 Apr 2008

  • Forest Mere Lodges Ltd (no longer appointed)

    FRN 423664 · Appointed 17 Jan 2005 · Until 24 May 2005

  • Guardian Self Storage (no longer appointed)

    FRN 423429 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Universal Aviation (UK) Ltd (no longer appointed)

    FRN 423404 · Appointed 17 Jan 2005 · Until 1 Oct 2014

  • Crown Yealm Ltd (no longer appointed)

    FRN 423418 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Culvert Court (no longer appointed)

    FRN 423414 · Appointed 17 Jan 2005 · Until 13 Apr 2008

  • SNIPEF Ltd (no longer appointed)

    FRN 423426 · Appointed 17 Jan 2005 · Until 27 May 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.