Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Derek Forder

    IRN JDF01082

    • CF29 Significant management (1 Nov 2007 to 12 Oct 2018)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • John Edward Rooley

    IRN JXR00159

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Eric Ball

    IRN JXB00922

    • SMF7 Group Entity Senior Manager (24 Jun 2022 to 31 Jul 2023)
  • John Paul Cavanagh

    IRN JPC01156

    • CF1 Director (12 Jan 2016 to 31 Dec 2017)
    • CF29 Significant management (19 Mar 2013 to 31 Dec 2017)
  • John Robert Edwin Muir

    IRN JRM01203

    • [FCA CF] Significant management (9 Dec 2019 to 18 Jul 2024)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • John Thomas Greene

    IRN JTG01041

    • CF1 Director (15 Jul 2015 to 5 Jan 2016)
  • John William Allen

    IRN JWA01042

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)
  • Jonathan Clifford Colley

    IRN JXC00798

    • [FCA CF] Significant management (17 Jan 2022 to 24 Jun 2022)
  • Jonathan David Rand

    IRN JXR00158

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jonathan Paul James Brooks

    IRN JXB01245

    • [FCA CF] Significant management (since 14 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Bates Removals (no longer appointed)

    FRN 423422 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Safestore.It (no longer appointed)

    FRN 423434 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Multi-Store Uk (no longer appointed)

    FRN 423665 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Hammerton Leisure Ltd (no longer appointed)

    FRN 423663 · Appointed 17 Jan 2005 · Until 13 Apr 2008

  • Forest Mere Lodges Ltd (no longer appointed)

    FRN 423664 · Appointed 17 Jan 2005 · Until 24 May 2005

  • Guardian Self Storage (no longer appointed)

    FRN 423429 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Universal Aviation (UK) Ltd (no longer appointed)

    FRN 423404 · Appointed 17 Jan 2005 · Until 1 Oct 2014

  • Crown Yealm Ltd (no longer appointed)

    FRN 423418 · Appointed 17 Jan 2005 · Until 1 Oct 2005

  • Culvert Court (no longer appointed)

    FRN 423414 · Appointed 17 Jan 2005 · Until 13 Apr 2008

  • SNIPEF Ltd (no longer appointed)

    FRN 423426 · Appointed 17 Jan 2005 · Until 27 May 2016

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.