Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Treisman

    IRN MXT02401

    • CF2 Non Executive Director (AR) (31 Jan 2025 to 28 Feb 2025)
  • Michelle Maria Edwards

    IRN MXE00052

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Naomi Jane Newbold

    IRN NXN00144

    • [FCA CF] Significant management (21 Oct 2024 to 26 Jun 2025)
  • Natalie Jayne Hunter

    IRN NXH00465

    • [FCA CF] Significant management (since 17 Oct 2024)
  • Neil Graham Kerr

    IRN NXK00044

    • SMF16 Compliance Oversight (28 Mar 2022 to 5 Sep 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 28 Mar 2022)
  • Neil James Charman

    IRN NXC00320

    • [FCA CF] Significant management (since 7 Feb 2023)
  • Neil Phillip Perry

    IRN NPP01025

    • CF1 Director (9 Sep 2011 to 7 Apr 2017)
  • Netsai Mercy Mangwende

    IRN NXM00108

    • [FCA CF] Significant management (9 Dec 2019 to 6 Aug 2021)
  • Nicolas Aubert

    IRN NXA01481

    • SMF1 Chief Executive (9 Dec 2019 to 1 Oct 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Oct 2021)
    • Responsible for Insurance Mediation (9 Nov 2016 to 30 Sep 2018)
    • CF3 Chief Executive (30 Sep 2015 to 8 Dec 2019)
    • CF1 Director (30 Sep 2015 to 8 Dec 2019)
  • Nigel Stephen Walder-Davis

    IRN NXW00282

    • [FCA CF] Significant management (since 18 Jul 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.