Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ghassan Hani Mansour

    IRN GXM00152

    • [FCA CF] Significant management (9 Dec 2019 to 5 May 2021)
  • Gillian Louise Morgan

    IRN GXM00153

    • [FCA CF] Significant management (9 Dec 2019 to 1 Sep 2022)
  • Graeme Robert George Moore

    IRN GXM00163

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Graham Warren Knight

    IRN GXK00051

    • [FCA CF] Significant management (9 Dec 2019 to 19 Feb 2025)
  • Grahame John Millwater

    IRN GJM01097

    • CF1 Director (22 Dec 2009 to 3 Jan 2012)
  • Guy Maurice Bessis

    IRN GMB01113

    • CF1 Director (14 Jan 2005 to 22 May 2006)
  • Heather Louise Connery

    IRN HXC00139

    • [FCA CF] Significant management (29 Jul 2021 to 17 Mar 2023)
    • [FCA CF] Manager of certification employee (29 Jul 2021 to 17 Mar 2023)
  • Helen Elizabeth Dunn

    IRN HXD00205

    • [FCA CF] Significant management (17 Oct 2024 to 1 Jun 2025)
  • Iain Vyvyan Pocock

    IRN IVP01002

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2007)
    • CF15 Internal Audit (22 May 2006 to 1 Dec 2006)
    • CF1 Director (14 Jan 2005 to 31 Jan 2008)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • Ian Boyer

    IRN IXB01172

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.