Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Cheryl Claire Sands

    IRN CXS00135

    • [FCA CF] Significant management (9 Dec 2019 to 1 May 2024)
  • Christophe Meurier

    IRN CXM00170

    • [FCA CF] Manager of certification employee (4 Jan 2022 to 19 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Dec 2022)
  • Christopher John Brook

    IRN CXB00179

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Christopher Michael London

    IRN CML01061

    • CF1 Director (14 Jan 2005 to 5 Jun 2008)
  • Christopher Norman Clark

    IRN CNC01032

    • CF1 Director (14 Jan 2005 to 6 Jan 2006)
  • Christopher Paul Stratford

    IRN CXS00137

    • [FCA CF] Significant management (9 Dec 2019 to 31 May 2022)
  • Claire Elizabeth Turner

    IRN CET01055

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Mar 2022)
    • CF1 Director (26 Sep 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (30 Apr 2019 to 8 Dec 2019)
    • CF28 Systems and controls (29 Jun 2016 to 8 Dec 2019)
  • Claire Jane Lander

    IRN CXL00212

    • [FCA CF] Significant management (1 Aug 2021 to 30 Nov 2021)
  • Claire Powell

    IRN CXP01121

    • CF1 Director (28 Oct 2014 to 25 Jul 2018)
    • CF10 Compliance Oversight (17 Oct 2013 to 27 Sep 2018)
  • Clive Haydn Johns

    IRN CHJ01017

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.