Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Derek Forder

    IRN JDF01082

    • CF29 Significant management (1 Nov 2007 to 12 Oct 2018)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • John Edward Rooley

    IRN JXR00159

    • [FCA CF] Significant management (since 9 Dec 2019)
  • John Eric Ball

    IRN JXB00922

    • SMF7 Group Entity Senior Manager (24 Jun 2022 to 31 Jul 2023)
  • John Paul Cavanagh

    IRN JPC01156

    • CF1 Director (12 Jan 2016 to 31 Dec 2017)
    • CF29 Significant management (19 Mar 2013 to 31 Dec 2017)
  • John Robert Edwin Muir

    IRN JRM01203

    • [FCA CF] Significant management (9 Dec 2019 to 18 Jul 2024)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (14 Jan 2005 to 31 Oct 2007)
  • John Thomas Greene

    IRN JTG01041

    • CF1 Director (15 Jul 2015 to 5 Jan 2016)
  • John William Allen

    IRN JWA01042

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)
  • Jonathan Clifford Colley

    IRN JXC00798

    • [FCA CF] Significant management (17 Jan 2022 to 24 Jun 2022)
  • Jonathan David Rand

    IRN JXR00158

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Jonathan Paul James Brooks

    IRN JXB01245

    • [FCA CF] Significant management (since 14 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.