Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Charles Brice

    IRN ICB00019

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)
  • Ian Charles Gale

    IRN ICG01017

    • CF3 Chief Executive (AR) (18 Apr 2007 to 31 Mar 2011)
    • CF1 Director (AR) (18 Apr 2007 to 31 Mar 2011)
    • CF1 Director (18 Apr 2007 to 31 Jan 2008)
  • Ian Michael Cook

    IRN IXC00052

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
  • Ian Richard Charles Shackell

    IRN IRS01026

    • CF28 Systems and controls (8 Mar 2013 to 31 Mar 2014)
  • Jakub Marek Blazczak

    IRN JXB00843

    • [FCA CF] Significant management (24 Aug 2021 to 18 Aug 2023)
  • James Edward Douglas Vickers

    IRN JEV01021

    • [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
    • CF1 Director (22 Feb 2008 to 10 Dec 2018)
  • James Henry Willens

    IRN JHW01062

    • CF2 Non Executive Director (11 Oct 2016 to 31 Oct 2019)
  • James Kent

    IRN JXK02189

    • CF1 Director (AR) (1 Oct 2021 to 1 Dec 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2021)
    • CF1 Director (11 Jan 2018 to 8 Dec 2019)
  • James Simon Fisk

    IRN JXF00700

    • [FCA CF] Significant management (since 17 Jul 2025)
  • Jason Peter Ingham Mills

    IRN JXM02873

    • [FCA CF] Significant management (since 17 Feb 2026)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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