Date authorised
1 April 2013
Companies House
00181116
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    51 Lime Street
    London
    City Of London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031246000
  • Complaints Contact

    51 Lime Street
    London
    EC3M 7DQ
    UNITED KINGDOM
    Phone
    +442031247466

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rachel Brooks

    IRN RXB23407

    • [FCA CF] Significant management (since 5 May 2023)
  • Richard Geoffrey Hampton

    IRN RGH01109

    • CF10 Compliance Oversight (24 Aug 2011 to 28 Mar 2013)
  • Richard Goff

    IRN RXG01899

    • Director of firm who is not a certification employee or a SMF manager (4 Dec 2025 to 24 Mar 2026)
    • SMF2 Chief Finance (23 Jun 2020 to 9 Dec 2025)
    • CF1 Director (AR) (8 Jul 2016 to 25 Jan 2022)
  • Richard James Vanner

    IRN RXV11502

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (16 Apr 2019 to 8 Dec 2019)
  • Richard John Stafford Bucknall

    IRN RJB01371

    • CF8 Apportionment and Oversight (20 Dec 2006 to 31 Mar 2007)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Mar 2007)
    • CF3 Chief Executive (14 Jan 2005 to 2 May 2006)
    • CF1 Director (14 Jan 2005 to 31 Mar 2007)
  • Richard John William Farrow

    IRN RXF00271

    • [FCA CF] Significant management (18 Jul 2023 to 31 Dec 2025)
  • Richard Jonathan Beecroft

    IRN RXB00770

    • SMF18 Other Overall Responsibility (since 26 Apr 2023)
    • [FCA CF] Significant management (1 Apr 2023 to 27 Apr 2023)
    • [FCA CF] Manager of certification employee (1 Apr 2023 to 27 Apr 2023)
  • Richard Pask

    IRN RXP01421

    • CF1 Director (AR) (17 Jan 2005 to 3 Feb 2005)
  • Richard Peter Brame

    IRN RXB00197

    • [FCA CF] Significant management (since 9 Dec 2019)
  • Robert Edward Bareham

    IRN REB00005

    • CF1 Director (AR) (17 Jan 2005 to 28 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.