Willis Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Thomas James Whittaker
IRN TJW01083
- CF15 Internal Audit (14 Jan 2005 to 31 Mar 2006)
Thomas John Fletcher
IRN TXF88171
- [FCA CF] Manager of certification employee (16 Jan 2025 to 25 Jun 2025)
- CF1 Director (AR) (21 Jul 2020 to 30 May 2025)
- [FCA CF] Significant management (9 Dec 2019 to 25 Jun 2025)
Thomas William McCreery
IRN TWM01025
- CF1 Director (AR) (27 Jan 2005 to 28 Jul 2006)
Timothy David Wright
IRN TDW01041
- CF1 Director (23 Dec 2009 to 31 Mar 2015)
Timothy Hadland
IRN TXH01605
- CF28 Systems and controls (29 Jun 2016 to 17 Nov 2017)
Timothy John Chadwick
IRN TJC01198
- CF28 Systems and controls (12 Sep 2014 to 28 Nov 2014)
Timothy Philip Compton
IRN TXC00077
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2021)
Tina Dawson
IRN TXD01505
- CF1 Director (AR) (2 Nov 2017 to 28 Feb 2018)
Tobin Mark Alexander Wemyss
IRN TMW01079
- [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2021)
- CF29 Significant management (19 Jan 2011 to 1 Apr 2013)
Tony Simm
IRN TXS04088
- [FCA CF] Significant management (since 28 Jan 2025)

Smaller firms operating under this firm's FCA authorisation.

C.R. King & Partners Ltd (no longer appointed)
FRN 446169 · Appointed 19 Dec 2005 · Until 26 Jul 2006
Moon & Sixpence Limited (no longer appointed)
FRN 417662 · Appointed 15 Dec 2005 · Until 31 Dec 2014
Feechan Consulting Ltd (no longer appointed)
FRN 443111 · Appointed 5 Dec 2005 · Until 21 Mar 2009
Alma Communications Ltd (no longer appointed)
FRN 442039 · Appointed 16 Nov 2005 · Until 21 Mar 2009
Priory Park Limited (no longer appointed)
FRN 442038 · Appointed 16 Nov 2005 · Until 23 Dec 2010
P & A Associates (UK) 2000 Ltd (no longer appointed)
FRN 442037 · Appointed 16 Nov 2005 · Until 19 Dec 2006
Cakes and Ale Limited (no longer appointed)
FRN 442036 · Appointed 16 Nov 2005 · Until 31 Dec 2014
National Caravan Council Limited (no longer appointed)
FRN 422614 · Appointed 16 Nov 2005 · Until 31 Dec 2007
Business Doctors Ltd (no longer appointed)
FRN 439840 · Appointed 23 Sep 2005 · Until 21 Mar 2009
Infrastructure Managers Ltd (no longer appointed)
FRN 439806 · Appointed 22 Sep 2005 · Until 8 Dec 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.