Date authorised
1 April 2013
Companies House
02687939
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    William Russell House
    The Square
    Lightwater
    Surrey
    GU18 5SS
    UNITED KINGDOM
    Phone
    +4401276486455
  • Complaints Contact

    William Russell House
    The Square
    Lightwater
    Surrey
    GU18 5SS
    UNITED KINGDOM
    Phone
    +4401276486455

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Inez Alison Cooper

    IRN IAC01032

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF3 Chief Executive (14 Jan 2005 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
  • James Waistel Cooper

    IRN JWC01108

    • SMF3 Executive Director (9 Dec 2019 to 31 May 2023)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
  • Keith Olding

    IRN KXO01110

    • CF28 Systems and controls (1 Nov 2007 to 29 Jun 2012)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
  • William James Cooper

    IRN WXC00054

    • SMF3 Executive Director (since 11 Jan 2025)
  • William McKim Cooper

    IRN WMC01026

    • CF2 Non Executive Director (14 Jan 2005 to 12 Sep 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.