William Liley Financial Services Ltd

FRN: 488554
Companies House: 06848416
Last scraped: 3 weeks ago

This firm operates as an appointed representative of St. James's Place Wealth Management Plc. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

2nd Floor

1 Liverpool Terrace

Worthing

BN11 1TA

UNITED KINGDOM

Phone

+4401903746654

Web

http://www.sjpp.co.uk/williamliley

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Judith Fiona Liley
IRN JFL01055
- Employed By (since 27 Nov 2009)
Malcolm Philip Gates
IRN MPG00015
- Employed By (16 Apr 2009 to 31 Mar 2010)
Mark Michael Liley
IRN MML00002
- Employed By (since 29 Sep 2017)
William Matthew Liley
IRN WML00003
- Employed By (since 11 Sep 2008)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.