Wigmore Associates Wealth Management Ltd

Companies House
05252645
Last scraped
1 day ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    101 Wigmore Street
    London
    W1U 1QU
    UNITED KINGDOM
    Phone
    +4402030316008

  • Complaints Contact

    101 Wigmore Street
    London
    W1U 1QU
    UNITED KINGDOM
    Phone
    +4402030316008

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Elizabeth Helen Short

    IRN EHS01011

    • (2)[FCA CF] Client dealing (9 Dec 2019 to 15 Apr 2024)
    • (3)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 9 Apr 2024)
    • (1)CF30 Customer (1 Jul 2014 to 8 Dec 2019)
  • William Orenstein

    IRN WXO00001

    • (21)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • (14)14. Managing investments
    • (20)4. Giving personal recommendations on retail investment products which are not broker funds
    • (19)[FCA CF] Proprietary trader (9 Dec 2020 to 31 Mar 2026)
    • (17)[FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Mar 2026)
    • (15)[FCA CF] Client dealing (9 Dec 2020 to 31 Mar 2026)
    • (16)[FCA CF] Material risk taker (9 Dec 2020 to 31 Mar 2026)
    • (9)SMF3 Executive Director (9 Dec 2019 to 31 Mar 2026)
    • (7)SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2026)
    • (8)SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2026)
    • (5)Responsible for Insurance Distribution (1 Oct 2018 to 31 Mar 2026)
    • (4)Responsibility for MCD Intermediation (27 Sep 2017 to 31 Mar 2026)
    • (10)CF30 Customer (1 Jul 2014 to 8 Dec 2019)
    • (6)Responsible for Insurance Mediation (1 Jul 2014 to 30 Sep 2018)
    • (13)CF8 Apportionment and Oversight (1 Jul 2014 to 8 Dec 2019)
    • (12)CF10 Compliance Oversight (1 Jul 2014 to 8 Dec 2019)
    • (18)CF1 Director (1 Jul 2014 to 8 Dec 2019)
    • (11)CF11 Money Laundering Reporting (1 Jul 2014 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

  1. requirement removed: OR-0248998

  2. requirement removed: OR-0257426

  3. passport removed: GIBRALTAR (Passporting Out)

  4. controlled function added: (21)2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds

  5. controlled function added: (20)4. Giving personal recommendations on retail investment products which are not broker funds

  6. controlled function added: (19)[FCA CF] Proprietary trader

  7. controlled function added: (18)CF1 Director

  8. controlled function added: (17)[FCA CF] Functions requiring qualifications

  9. controlled function added: (16)[FCA CF] Material risk taker

  10. controlled function added: (15)[FCA CF] Client dealing

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