Whyte Sharp Independent LLP

Date authorised
1 April 2013
Companies House
SO300196
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Whyte Sharp Independent
    104 South Street
    St Andrews
    Fife
    KY16 9QD
    UNITED KINGDOM
    Phone
    +4401334470999
    Web
    https://www.whytesharp.co.uk

  • Complaints Contact

    Whyte Sharp Independent
    104 South Street
    St Andrews
    Fife
    KY16 9QD
    UNITED KINGDOM
    Phone
    +4401334470999

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Pascall

    IRN AXP03092

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 20 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Functions requiring qualifications (since 1 Oct 2020)
  • David Watson

    IRN DXW00039

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (16 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (16 Aug 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (16 Aug 2018 to 30 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
    • CF4 Partner (1 Oct 2003 to 8 Dec 2019)
  • Gary Whyte

    IRN GXW00032

    • SMF27 Partner (9 Dec 2019 to 17 Nov 2021)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 6 Apr 2018)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF10 Compliance Oversight (1 Oct 2003 to 21 Nov 2019)
    • CF11 Money Laundering Reporting (1 Oct 2003 to 21 Nov 2019)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)
    • CF4 Partner (1 Oct 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2003 to 31 Mar 2009)
  • Kenneth Sharp

    IRN KXS00025

    • CF21 Investment Adviser (1 Oct 2003 to 30 Sep 2006)
    • CF4 Partner (1 Oct 2003 to 30 Sep 2006)
  • Kyle Watson

    IRN KXW70445

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF27 Partner (since 3 Jun 2020)
    • [FCA CF] Client dealing (since 30 Mar 2020)
    • [FCA CF] Functions requiring qualifications (since 30 Mar 2020)
    • Responsibility for MCD Intermediation (23 Sep 2020 to 18 Jul 2025)
  • Ross Walker McLeod

    IRN RXM00069

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF4 Partner (1 Oct 2003 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.