Date authorised
8 November 2013
Companies House
SO304051
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8th Floor, City Exchange
    11-13 Gloucester Street
    Belfast
    BT1 4LS
    UNITED KINGDOM
    Phone
    +4402895001060
  • Complaints Contact

    8th Floor, City Exchange
    11-13 Gloucester Street
    Belfast
    BT1 4LS
    NORTHERN IRELAND
    Phone
    +4402895001060

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Thompson

    IRN JXT00290

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2024)
  • Jamie Cairnduff

    IRN JXC00619

    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jenna Louise Mairs

    IRN JXM00746

    • [FCA CF] Manager of certification employee (since 1 Jan 2025)
    • [FCA CF] Significant management (since 1 Jan 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Michael Simpson

    IRN MXS05221

    • [FCA CF] Client dealing (since 1 Jan 2025)
  • Neil McCabe

    IRN NXM02237

    • SMF27 Partner (since 12 Aug 2020)
    • CF30 Customer (17 Jan 2018 to 8 Dec 2019)
  • Neil Walter Cochrane Simms

    IRN NWS01024

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Jun 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 8 Jun 2020)
    • CF11 Money Laundering Reporting (8 Nov 2013 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 Nov 2013 to 8 Dec 2019)
  • Oliver Graham Matthews

    IRN OXM00168

    • [FCA CF] Client dealing (since 2 Feb 2026)
  • Paul Jonathan Millar

    IRN PJM01495

    • SMF1 Chief Executive (since 12 Aug 2020)
    • SMF27 Partner (since 12 Aug 2020)
    • CF30 Customer (8 Nov 2013 to 8 Dec 2019)
  • Philip Stephen Prenter

    IRN PXP00284

    • [FCA CF] Client dealing (9 Nov 2022 to 28 Feb 2023)
  • Rhona Elizabeth Barbour

    IRN REB01146

    • SMF27 Partner (since 11 Aug 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Aug 2020)
    • CF30 Customer (13 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.