Whitehall Group SIPP Limited

Date authorised
11 September 2023
Companies House
13577749
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Bolton Street
    Ramsbottom
    BL0 9HX
    UNITED KINGDOM
    Phone
    +443302232300
    Web
    https://www.whitehallgroup.co.uk

  • Complaints Contact

    8-10 Bolton Street
    Ramsbottom
    BL0 9HX
    UNITED KINGDOM
    Phone
    +443302232300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to arranging (bringing about deals) in investments in the rights under the scheme(s) it operates.

  • Stockbroking

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as an agent in investments in the rights under the scheme(s) it operates.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to dealing as a principal in investments in the rights under the scheme(s) it operates.

  • Runs Personal Pensions

    For Personal pension scheme

    Show 1 limitation
    • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · The firm is limited to making arrangements in investments in the rights under the scheme(s) it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jane Elizabeth Davies

    IRN JXD00699

    • SMF3 Executive Director (since 11 Sep 2023)
  • Richard Thomas Mattison

    IRN RTM00014

    • SMF16 Compliance Oversight (since 11 Sep 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Sep 2023)
    • SMF3 Executive Director (since 11 Sep 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.