Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    25a Flowergate
    Whitby
    North Yorkshire
    YO21 3BB
    UNITED KINGDOM
    Phone
    +441947603007
  • Complaints Contact

    25a Flowergate
    Whitby
    North Yorkshire
    YO21 3BB
    UNITED KINGDOM
    Phone
    +4401947603007

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Plan Admin

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gladys June Glaum

    IRN GJG01054

    • CF4 Partner (31 Oct 2004 to 1 Mar 2005)
  • James Glaum

    IRN JXG00116

    • Responsible for Insurance Mediation (14 Jan 2005 to 1 Mar 2005)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 1 Mar 2005)
    • CF4 Partner (31 Oct 2004 to 1 Mar 2005)
  • Sharon Wilson

    IRN SXW01489

    • SMF27 Partner (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (19 Jun 2012 to 30 Sep 2018)
    • CF4 Partner (1 Feb 2005 to 8 Dec 2019)
  • Victoria Jane Shipton

    IRN VJR01021

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (14 Jan 2005 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.