Date authorised
3 April 2020
Companies House
SC533419
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maureen Dowden

    IRN MXD00706

    • Director of firm who is not a certification employee or a SMF manager (since 15 Sep 2023)
  • Pauline Turnock

    IRN PXT00256

    • Responsible for Insurance Distribution (since 29 Jun 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (since 29 Jun 2024)
  • Sheila Margaret Gunn

    IRN SMG01159

    • Director of firm who is not a certification employee or a SMF manager (3 Apr 2020 to 29 Sep 2021)
  • Steven John Henderson

    IRN SJH01594

    • Responsible for Insurance Distribution (3 Apr 2020 to 31 Jan 2024)
    • SMF29 Limited scope function (limited scope SMCR firms only) (3 Apr 2020 to 31 Jan 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.