Westgrove Partners Ltd

• Principal Place of Business

  104 Park Street

  London

  W1K 6NF

  UNITED KINGDOM

  Phone

  +4402078462192

  Web

  https://westgrove.com

• Complaints Contact

  104 Park Street

  London

  W1K 6NF

  UNITED KINGDOM

  Phone

  +4402078462192

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexander Russell Weyland Kwok

  IRN ARK01046

  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • CF1 Director (1 Oct 2014 to 8 Dec 2019)
• Amit Burman

  IRN AXB00718

  • [FCA CF] Client dealing (9 Dec 2020 to 10 Jul 2025)
• Angus McGeoch

  IRN AXM41070

  • [FCA CF] Client dealing (30 Mar 2020 to 28 Feb 2022)
• Benjamin Ian Joseph

  IRN BIJ01002

  • CF1 Director (1 Oct 2014 to 1 Jun 2019)
  • CF30 Customer (1 Oct 2014 to 1 Jun 2019)
• Christopher Warnock

  IRN CXW00304

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Nov 2023)
• Chun Hou Tan

  IRN CHT01042

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF10 Compliance Oversight (1 Oct 2014 to 8 Dec 2019)
  • CF1 Director (1 Oct 2014 to 8 Dec 2019)
  • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
• Di Yang

  IRN DXY01079

  • [FCA CF] Client dealing (23 Jul 2020 to 1 Sep 2023)
• Elizabeth Alice Dawson

  IRN EXD00199

  • [FCA CF] Client dealing (since 9 May 2023)
• Guy Stevenson

  IRN GXS02126

  • CF30 Customer (25 Jun 2018 to 8 Dec 2019)
• Jennifer Sturgeon

  IRN JXS00662

  • [FCA CF] Manager of certification employee (15 Apr 2020 to 31 May 2022)

No changes recorded yet.