Western Mortgage Services Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Mortgage Servicing

For Customer, Regulated mortgage contract
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
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- · Limited to broking premium finance: limited to effecting introductions to lenders who enter into credit agreements for the payment of insurance premiums (where ‘premiums’ has the meaning defined in the FCA Handbook glossary).
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Debt Collection
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Richard Michael Dennerley
IRN RXD00073
- [FCA CF] Manager of certification employee (9 Dec 2019 to 28 Feb 2023)
Richard Thomas Goddard
IRN RTG01012
- CF1 Director (8 Oct 2009 to 31 Mar 2011)
Rita McLaughlin
IRN RXM00185
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 May 2023)
- SMF16 Compliance Oversight (since 30 May 2023)
- SMF4 Chief Risk (since 27 Oct 2021)
Rose-Marie Shields
IRN RXT00089
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Sep 2021)
Sara Baker
IRN SXB00251
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
Sarah Elizabeth Housley
IRN SXP00168
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
Sarah Tomkinson
IRN SXT00115
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 28 Feb 2023)
Simon Paul Rouse
IRN SPR01104
- CF1 Director (17 Jul 2017 to 17 Nov 2017)
- CF3 Chief Executive (17 Jul 2017 to 17 Nov 2017)
Sophie Slack
IRN SXS00252
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Sep 2020)
Stephen Aitken
IRN SXA02483
- CF1 Director (30 Oct 2014 to 7 Aug 2015)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.