Westerby Trustee Services Limited

Date authorised
1 April 2013
Companies House
02562924
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Westerby Trustee Services Limited
    The Crescent
    King Street
    Leicester
    Leicestershire
    LE1 6RX
    UNITED KINGDOM
    Phone
    +441163260183
    Web
    http://www.sipp-ssas-pensions.co.uk

  • Complaints Contact

    Westerby Trustee Services Limited
    The Crescent
    King Street
    Leicester
    Leicestershire
    LE1 6RX
    UNITED KINGDOM
    Phone
    +441163260183

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Runs Personal Pensions

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Howard Andrew Clive Morrison

    IRN HXM00235

    • Director of firm who is not a certification employee or a SMF manager (since 24 Jan 2022)
  • Ian Richard Jarvis

    IRN IRJ01017

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
  • Leslie James McLintic

    IRN LJM00009

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10 Compliance Oversight (6 Apr 2007 to 5 Dec 2019)
    • CF1 Director (6 Apr 2007 to 8 Dec 2019)
    • CF3 Chief Executive (6 Apr 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (6 Apr 2007 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (6 Apr 2007 to 5 Dec 2019)
  • Ruth Maloney

    IRN RXM01229

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Nov 2025)
    • SMF16 Compliance Oversight (since 1 Nov 2025)
    • SMF3 Executive Director (since 1 Nov 2025)
  • Stephen Michael Harvey

    IRN SMH00048

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (27 Mar 2020 to 3 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Mar 2020 to 3 Nov 2025)
    • CF1 Director (30 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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