West Bromwich Building Society

• Principal Place of Business

  2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +441215257070

  Web

  https://www.westbrom.co.uk

• Complaints Contact

  West Bromwich Bldg Soc, 2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +4401217967860

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Michael William Griffin

  IRN MWG01021

  • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jul 2002)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 Jul 2002)
• Mohammed Haroon

  IRN MXH01520

  • CF22 Investment Adviser (Trainee) (16 Apr 2002 to 22 Jan 2003)
• Moira Lynne Shamwana

  IRN MXS28079

  • SMF11 Chair of the Audit Committee (23 Jul 2020 to 23 Jul 2025)
• Narinder Kuar Chughtai

  IRN NKC01014

  • CF22 Investment Adviser (Trainee) (23 Oct 2003 to 11 Jun 2004)
• Narinderjit Singh Dhandwar

  IRN NSD00006

  • CF21 Investment Adviser (1 Dec 2001 to 1 Apr 2005)
• Neil Andrew Hall

  IRN NAH00023

  • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 13 Aug 2002)
• Neil Timothy Noakes

  IRN NTN00001

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 24 Jan 2022)
  • SMF16 Compliance Oversight (7 Mar 2016 to 24 Jan 2022)
  • CF11 Money Laundering Reporting (17 Jan 2012 to 6 Mar 2016)
  • CF10 Compliance Oversight (27 Jan 2010 to 6 Mar 2016)
  • CF28 Systems and controls (27 Jan 2010 to 6 Mar 2016)
• Nicholas Christopher Oliver

  IRN NCO00004

  • CF21 Investment Adviser (27 Nov 2002 to 24 Oct 2003)
  • CF22 Investment Adviser (Trainee) (17 Jun 2002 to 27 Nov 2002)
• Nigel John Bennett

  IRN NJB00010

  • CF22 Investment Adviser (Trainee) (9 Apr 2002 to 27 Aug 2002)
• Nimisha Pramod Patel

  IRN NXP00211

  • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2024)

No changes recorded yet.