Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Angela Mary Dunn
IRN AXD81832
- SMF17 Money Laundering Reporting Officer (MLRO) (11 Dec 2020 to 11 Dec 2024)
Anil Atal
IRN AXA01427
- CF21 Investment Adviser (3 Dec 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (13 Feb 2003 to 3 Dec 2003)
Anil Nigel Gaind
IRN ANG00004
- CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2004)
Anne Mary Jordan
IRN AMJ01068
- CF21 Investment Adviser (2 Jul 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (16 Jan 2003 to 2 Jul 2004)
Anthony Charles Harris
IRN ACH00023
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Anthony Cornfoot
IRN AXC00105
- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 24 Dec 2002)
Anthony David Barraclough
IRN ADB00047
- CF21 Investment Adviser (28 Apr 2003 to 2 Jun 2003)
- CF22 Investment Adviser (Trainee) (26 Sep 2002 to 28 Apr 2003)
Anthony David Burns
IRN AXB00300
- CF21 Investment Adviser (1 Dec 2001 to 30 Apr 2002)
Anthony David Marks
IRN ADM01222
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Jul 2020)
- CF11 Money Laundering Reporting (9 Nov 2009 to 8 Dec 2019)
Anthony James Welsh
IRN AJW00121
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.