Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

John Howard Dawson
IRN JHD00014
- CF22 Investment Adviser (Trainee) (3 Dec 2003 to 14 Jan 2005)
John Joseph David King
IRN JJK01036
- CF16 Significant Mgt (Desgntd Investment Business) (25 Jul 2003 to 20 Feb 2004)
John Mark Stanbury
IRN JMS00057
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
John McMillan
IRN JXM00171
- CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
John Michael Williams
IRN JMW00039
- CF21 Investment Adviser (1 Dec 2001 to 16 Jan 2003)
John Ray Cooke
IRN JRC00020
- CF21 Investment Adviser (8 Jul 2003 to 19 Nov 2003)
- CF22 Investment Adviser (Trainee) (24 Mar 2003 to 8 Jul 2003)
John Robert Jones
IRN JRJ00010
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
John Vernon Sharp
IRN JVS00004
- CF22 Investment Adviser (Trainee) (23 Jun 2004 to 14 Jan 2005)
John William Price
IRN JXP00046
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Jon Paul Stubbings
IRN JPS01075
- CF27 Investment Management (1 Dec 2001 to 29 Jan 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.