Wesleyan Unit Trust Managers Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Dennis Edward Bradnick
IRN DEB01050
- CF21 Investment Adviser (27 Aug 2002 to 8 Mar 2004)
- CF22 Investment Adviser (Trainee) (27 Jun 2002 to 27 Aug 2002)
Derek Alan Byfield
IRN DAB01116
- CF10 Compliance Oversight (6 Jan 2005 to 31 Jan 2006)
- CF1 Director (6 Jan 2005 to 31 Jan 2006)
- CF8 Apportionment and Oversight (29 Apr 2003 to 31 Jan 2006)
Derek Di Marco
IRN DXD00029
- CF21 Investment Adviser (11 Apr 2003 to 30 May 2003)
- CF22 Investment Adviser (Trainee) (27 Jun 2002 to 11 Apr 2003)
Douglas Coates
IRN DXC00107
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2003)
Douglas Peter Bright
IRN DPB01125
- CF28 Systems and controls (1 Sep 2009 to 31 Jul 2013)
Duncan Bowman
IRN DXB00052
- CF21 Investment Adviser (3 Mar 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (24 Sep 2002 to 3 Mar 2003)
Edward Brett
IRN EXB00039
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2003)
Edward James Guiller
IRN EJG01026
- CF21 Investment Adviser (1 Dec 2001 to 4 Mar 2004)
Edward William Gamon
IRN EXG00025
- CF21 Investment Adviser (17 Jan 2003 to 13 Dec 2004)
- CF22 Investment Adviser (Trainee) (23 Apr 2002 to 17 Jan 2003)
Elaine May Pritchard
IRN EMP00006
- CF21 Investment Adviser (1 Dec 2001 to 24 Nov 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.